GFI has supported the Bob Woodruff Foundation and its ReMIND.org campaign as a leadership partner since 2007, giving employees and customers the opportunity to support the foundation in its efforts to make a difference in the lives of service members returning from war. Snow is presently an independent public director of ELX Futures, L.P. a fully regulated electronic futures exchange formed in December 2007, to establish a faster, more efficient competitive alternative for global market participants trading futures contracts. Information and biographies for senior executives based in GFIs headquarters in New York, and information on regional management teams for the Americas, EMEA and Asia Pacific, including steering groups for electronic market development. The UK Financial Conduct Authority (FCA) has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited (together, BGC/GFI) 4,775,200 for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse. GFI is a global leader in providing pricing, liquidity, trading technology and post-trade services for a wealth of fixed income cash and derivatives markets. Mr. An independent intermediary in typically highly specialised markets, GFI can assist the buy and sell sides by providing them with hard-to-find, independent and comprehensive real-time and historical data. GFI Swaps Exchange LLC. 833-335-0427 GFI SECURITIES LIMITED BENSLOW MUSIC ENTERPRISES LTD BENSLOW MUSIC TRUST BEAUFOY HOLDINGS LIMITED HITCHIN BOYS' SCHOOL Director details MR BHAGWANT SINGH 1 SNOWDEN STREET, LONDON Nationality: BRITISH Post town: LONDON Postcode: EC2A 2DQ Country of residence: ENGLAND Potentially the same person BHAGWANT SINGH 10 WELLINGTON PLACE, EDINBURGH He serves as an outside Member of the Board of Directors of various publicly and privately held companies. Network visibility . You've rejected analytics cookies. has received temporary registration approval from the Commodity Futures Trading Commission (CFTC) to become a multi-asset swap execution facility (SEF) under the CFTCs SEF rules issued pursuant to the Dodd-Frank Act. Mr. Lutnicks company, CF Group Management, Inc., is the managing general partner of Cantor. We use cookies on our Website to allow us to tailor our Website to your needs and deliver a better and more personalized service. Up to the minute news, information and media releases for GFI Group and its subsidiaries across the globe. 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GFI is a global leader in providing electronic markets for FX, credit, interest rate, and energy and commodity instruments. fmx futures exchange holdings gp, llc: delaware: fmx futures exchange, l.p. delaware: fmx securities (singapore) pte limited: singapore: fmx services, llc Global Subsidiaries GFI Group's brokerage operations are subject to regulations in each of the regions in which GFI Group and its subsidiaries conducts business. BGC/GFI agreed to resolve the case at an early stage and qualified for a 30% discount. Charity Day 2022 Applications are LIVE, Nov 29, 2021 We use cookies to make our services work and collect analytics information. The GFI Group aim to continue to provide our services with as little disruption to our clients as possible. More information on GFI's SEF includingcontract specifications and Rulebook, Notices for California Consumers Subject to the California Consumer Privacy Act. MiFID II applies to those financial services businesses undertaking MiFID II business anywhere in the EU as well as those providing services cross-border. BGC/GFI failed to properly implement the Market Abuse Regulation (MAR) trade surveillance requirements. GFI offers competitive intermediary services in a variety of energy and commodity markets around the world, including electricity, natural gas, coal, freight derivatives and metals. Copyright 2000new Date().getFullYear()>2000&&document.write("-"+new Date().getFullYear());. We use some essential cookies to make our services work. GFI Direct provides users with an aggregated view of multi-dealer liquidity for FX derivatives. Charity Day 2023 Applications are LIVE, May 10, 2022 In addition to the role of Chief Executive Officer, Mr. Heffron remains the Companys President, a position he has held since February 2004. GFI operates leading marketplaces, matching counterparties trading needs across credit derivatives and fixed income, foreign exchange and financial derivatives, equities, and energy and commodities. All Local Authority clients wishing to continue transacting with BGC Partners must request to opt-up and meet the conditions as defined by the FCA and assessed by the Firm. He served as a director of eSpeed, Inc., the Companys predecessor, from December 1999 to November 2005. Founded in New York in 1987, GFI provides competitive wholesale market brokerage services in a multitude of global over-the-counter (OTC) and exchange listed cash and derivatives markets. He is a Certified Public Accountant and Consultant. GFI is a global leader in providing pricing, liquidity, trading technology and post-trade services for a wealth of fixed income cash and derivatives markets. 30 September 2023, Last accounts made up to GFI is a global leader in providing pricing, liquidity, trading technology and post-trade services for a wealth of fixed income cash and derivatives markets. Charity Day 2023 Applications are LIVE, May 10, 2022 It's literally just plug-and-play. Digital faxing. LONDON, Dec 8 (Reuters) - Britain's Financial Conduct Authority said on Thursday it has fined inter-dealer brokers BGC Brokers LP, GFI Brokers Limited, and GFI Securities Limited 4.77. Mr. Lynn, Director, joined our Board on February 27, 2015. has received temporary registration approval from the Commodity Futures Trading Commission (CFTC) to become a multi-asset swap execution facility (SEF) under the CFTCs SEF rules issued pursuant to the Dodd-Frank Act. He served as an Independent Non-Executive Director of NDS Group Plc from January 2000 to August 2008. He also serves on the Advisory Board of the School of Management of Marist College and on the Board of Directors of The College of Technology. Notice to Permitted Clients (All Canadian Provinces) GFI Click Here, May 11, 2023 Mr. Moran has been a director of BGC since June 2013. History of Changes Created on 2017-10-23 (5 years ago) Related MICs List of Segment MICs under the Operating MIC GFIC : GFSM - GFI SECURITIES LTD - MTF GFIF - GFI FOREXMATCH GFIN - GFI ENERGYMATCH The setup is very straightforward. Mr. He achieved the rank of Senior Managing Director and was Head of Fixed Income where he was responsible for: Treasury, Money Markets, Precious Metals, Foreign Exchange, Mortgage Backed Securities, Government Securities, Derivatives, Corporate bonds, Emerging Markets, High Yield Securities, and Capital Markets. Contact GFI Groups brokerage operations are subject to regulations in each of the regions in which GFI Group and its subsidiaries conducts business. due by 28 July 2023, 64999 - Financial intermediation not elsewhere classified, Companies House does not verify the accuracy of the information filed. Charity Day 2023 Applications are LIVE, May 10, 2022 Between July 2016 and January 2018, BGC/GFI had manual, automatic and communications surveillance processes that were deficient, and therefore, inadequate in properly addressing the risk of market abuse. Mr. Moran, Director, joined our Board on February 27, 2015. Mr. Moran also served as a director of Sovereign Bancorp, Inc. from 2006 until it was acquired by Banco Santander, S.A. in 2009. Skip to main content About us. GFIs CreditMatch enables users to access real-time and historical market information, choose from a wide range of trading strategies and execute orders and trades directly or with broker assistance. GFI will act as a broker dealer in a principal capacity on the International Order Book ("IOB") only. Member firm codes. Powers served as a Director of Fox Entertainment Group Inc., since February 2003. Powers serves as a Director of The Partnership for New York City Inc. Upcoming industry conferences and events that GFI Group is sponsoring, including events at which professionals from the group will be speaking and giving expert analysis and commentary on various topics concerning global financial markets. Equivalence granted between the US and EU regulatory regimes permits US persons to execute swap transactions subject to the CFTCs trade execution requirement on our OTF. We'd also like to use analytics cookies so we can understand how you use our services and to make improvements. Francophone West African Region Forecasts 7% Growth in 2023, Powell Haunted by Repo Crisis as Fed Aims to Cut Balance Sheet, ECBs Centeno Sees Inflation Slowing With Core Prices to Follow, Yellen Says Still Too Early to Rule Out Risk of US Recession, BOEs Bailey Rejects Calls to Raise Inflation Goal Above 2%, Alibaba MullsSelling Shares to Ant for Buyback as Probe Ends, French Firms Dont See Riots as Long-Lasting Scar, AI Tool Shows Promise ForTreating Brain Cancer, Study Finds, Musk Lauds Chinas AI Prowess While Warning of Techs Dangers, Nine British Banks Sign Up to New AI Tool for Tackling Scams, Rutte Faces No-Confidence Vote After Dutch Governments Collapse, Biden, Erdogan Speak as US Seeks Deal on Swedens NATO Bid, Jack Mas Clash With Beijing Costs Ant, Alibaba $850 Billion, The Secret to Selling Houses in a Downturn, Verstappen Takes 6th F1 Victory in a Row at British GP, Nasa Hataoka Takes Lead at US Women's Open at Pebble Beach, Give Americans the Gun Restrictions They Want, Trump's Campaign Is Already Shaping Global Affairs, Meta Launches the First Credible Twitter Killer, How Africa Can Take Charge of Its Drug and Vaccine Supplies, How Mobile Money Is Bringing Electricity to the Worlds Poorest, A Pop-Up Concert Company Gives Bands a Place to Perform, and 70% of the Profit, Departing Female Executives Stunt German Bid to Close Gender Gap, UNC Boosts Income-Based Aid After Supreme Courts Affirmative Action Ruling, Slow-Moving Storm Puts NYC, East Coast Under Flood Threat, US, Mexico Face Major Heat Wave Thats Set to Tax Electric Grid, San Franciscos Sluggish Recovery Puts Its Top-Grade Credit Rating at Risk, Manhattan DA Says 6 Indicted in Adams Campaign-Financing Probe, Struggling Bitcoin Miners Wary of Tokens Big Halving Event, Bitcoin Rally Falters as More Turmoil, Rates Present Headwinds, Polygon Names New CEO, ShufflesTop Executives as SEC Expands Oversight. Up to the minute news, information and media releases for GFI Group and its subsidiaries across the globe. Market Data BENSLOW MUSIC ENTERPRISES LTD (10967344) Company status Active Correspondence address Benslow Music Trust, Benslow Lane, Hitchin, Hertfordshire, England, SG4 9RB . He served as the Chairman and Director of Giuliani Partners LLC. We use some essential cookies to make our services work. Understanding GFI Brokering Services Click Here to Read More From September 1985 to January 1990, Mr. Merkel was an associate with the law firm of Paul, Weiss, Rifkind, Wharton & Garrison. He serves as a Member of Advisory Board of School of Public Affairs, Baruch College. GFI Swaps Exchange LLC. Tavira Securities Limited (DIFC) is authorised and regulated by the Dubai Financial Services Authority (DFSA) for the conduct of investment business. Howard W. Lutnick We have received a request from the FCA to SUSPEND /RESTORE/ REMOVE the instruments (below)and any associated derivatives/other instruments fromtrading. London . MAR was introduced in 2016 and expanded requirements to detect and report potential market abuse. Companies House does not verify the accuracy of the information filed. All rights reserved. Upcoming industry conferences and events that GFI Group is sponsoring, including events at which professionals from the group will be speaking and giving expert analysis and commentary on various topics concerning global financial markets. GFI has supported the Bob Woodruff Foundation and its ReMIND.org campaign as a leadership partner since 2007, giving employees and customers the opportunity to support the foundation in its efforts to make a difference in the lives of service members returning from war. GFI ForexMatch, GFIs award-winning central limit order book (CLOB) marketplace for FX derivatives, offers multiple trading choices to ensure best execution for clients and brokers. Actor and former White House aide Kal Penn explores solutions to the climate crisis with a dose of humor and optimism. Additional data will also be captured at point of order, after receiving a client order, and for operators of trading venues. RatesMatch offers leading technology for specialist execution services across a breadth of interest rate derivatives and US Treasury bond markets. You can change your cookie settings at any time. Prior to establishing this company, he was employed in the Banking Industry for over 25 Years. Charity Day 2022 Applications are LIVE, Nov 29, 2021 News/Blog, Copyright 2023 GFI| Legal | Privacy Policy. GFI is a global leader in providing a wide range of solutions for execution in both listed and OTC equities and equity derivatives, with connections to all major exchanges. Mr. Lynn also served as Senior Managing Director of European Government Bonds and Managing Director of Fixed Income from 1999 to 2002. Where applicable, clients can expect to receive disclosures of; all benefits (including ongoing benefits), unbundled Research costs (as defined under MiFID II) and all costs and associated charges related to Investment/Ancillary services and Financial Instruments. Email, calendar, collaboration - for less. Powers has been a Director of ArcelorMittal USA Inc. since March 11, 2004. Network fax server software for Exchange/SMTP/Lotus, Enterprise class messaging and collaboration solution, GFIGuard.com is a division of BlueAlly, an authorized GFI Partner. The FCA has received notification in relation to the instrument(s) in the table below and in accordance with sections 313CB/313CC of FSMA, the FCA requires action to be taken immediately with regard to trading on these instruments on all Regulated Markets, Multilateral Trading Facilities, Organised Trading Facilities and Systematic Internalisers in the UK. Snow is a Registered Investment Advisor and founded Snow Financial Management, LLC in 1997. David Westin speaks with top names in finance about the week's biggest issues on Wall Street. EnergyMatch Europe combines market leading technology with GFIs deep pool of liquidity in both derivative and physical energy contracts. He served as the Chairman of the New York City Public Initiatives Corporation. GFI is a global leader in providing a wide range of solutions for execution in both listed and OTC equities and equity derivatives, with connections to all major exchanges. GFI SECURITIES LIMITED (03405174) Company status Active Correspondence address 1 Snowden Street, London, EC2A 2DQ. GFI . As of December 31,2018, the Company owns approximately 95% of GFI Exchange Colombia S.A. and GFI Securities Colombia S.A., which are licensed and . Global Subsidiaries of GFI Group Inc. Name of Subsidiary Jurisdiction More Information Understanding GFI Brokering Services - Click Here to Read More GFI Bloomberg Disclaimer - Click Here L.P. ("Cantor"). EnergyMatch Europe combines market leading technology with GFIs deep pool of liquidity in both derivative and physical energy contracts. Automate patch management. The FCAs Market Surveillance team conducts specialist supervision of the suspicious transaction and order reporting (STOR) regime. The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited (together, BGC/GFI) 4,775,200 for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse. It is of fundamental importance to the integrity of the market that brokers such as BGC/GFI have effective market abuse surveillance systems in place. Stay up-to-date with DIFC's response to Covid-19 GFI has received recognition over the years from various financial publications for its global brokerage services and technological innovations. You've rejected analytics cookies. GFI is a New York limited liability company with its principal office located in New York, New York and is registered with the Commission as a broker-dealer. An independent intermediary in typically highly specialised markets, GFI can assist the buy and sell sides by providing them with hard-to-find, independent and comprehensive real-time and historical data. EC2A 2DQ . Senior executive with extensive experience leading global Risk functions for a range of financial organisations.<br><br>Proven risk management experience, strong familiarity with risk and control concepts, and expert knowledge of risk management framework, processes and methodologies. 31 December 2021, Next statement date 14 July 2023 Partner Portal Powers served as Campaign Manager and Transition Chair of Mayor Rudolph Giuliani. Bloomberg 0 The Financial Conduct Authority ( FCA ), UK's regulatory watchdog, has fined BGC Brokers LP and two GFI Group subsidiaries, GFI Brokers Limited and GFI Securities Limited, 4,775,200 due to ineffective detection of potential market abuse and failure to provide adequate control systems. GFI Securities serves customers worldwide. GFIs award-winning electronic markets enable automated access to liquidity and more efficient trading. BGC/GFI are inter-dealer brokers specialising in broking exchange listed and over-the-counter financial products and related derivative products. International sales director DMN PARIS Jan 2018 - Present 5 years 7 months. For further information, please contact: #compliancebgcuk@bgcpartners.com. To accept or reject analytics cookies, turn on JavaScript in your browser settings and reload this page. Mr. Heffrons experience provides unique insight into the Companys business and operations and aids in the Companys strategic planning. GFI is a major intermediary in global forward, NDF and currency option markets. London E20 1JN. GFI operates leading marketplaces, matching counterparties trading needs across credit derivatives and fixed income, foreign exchange and financial derivatives, equities, and energy and commodities. RatesMatch offers leading technology for specialist execution services across a breadth of interest rate derivatives and US Treasury bond markets. Mr. Moran retired from JPMorgan Chase & Co. in June 2005, after serving as its Executive Vice President since 1997 and General Auditor since 1992. Over more than 25 years, GFI has expanded both organically and through acquisitions into a broad range of markets, including fixed income derivatives, cash fixed income, emerging market . From the policy debates to the political fights, today's top newsmakers make sure they sit down with Chris Wallace. Chief of Technical Department at IIA Ltda. GFI Swaps Exchange LLC. Chairman of the Board. Annual Returns Proofs (Recent 3 Years) Last 3 years i.e. Although GFI is run separately, it is part of the wider BGC organisation and shares the same compliance department. Copyright 2023 FCA. Founded in New York in 1987, GFI provides competitive wholesale market brokerage services in a multitude of global over-the-counter (OTC) and exchange listed cash and derivatives markets. Over more than 25 years, GFI has expanded both organically and through acquisitions into a broad range of markets, including fixed income derivatives, cash fixed income, emerging market financial products, energy and commodity derivatives, and equities. Paris Area, France Sales free lance . Role . Gfi Securities Limited Jul 2012 - Present 11 years 1 month. GFI is a global leader in providing a wide range of solutions for execution in both listed and OTC equities and equity derivatives, with connections to all major exchanges. #GivingTuesday 2021, Sep 11, 2021 Articles 32 and 52 of MiFID II establish obligations on National Competent Authorities and trading venues relating to the suspension and removal (cancellation) of certain financial instruments from trading (and any subsequent restoration).
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